| 4 |
| GEODE CAPITAL MANAGEMENT, LLC |
| 2.2M |
| $755K |
| +15.4% |
| 1.106% |
| 0.00% |
| 5 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1.1M | $399K | +32.0% | 0.585% | 0.00% |
| 6 | Spinnaker Investment Group, LLC | 1.0M | $364K | — | 0.534% | 0.07% |
| 7 | VANGUARD FIDUCIARY TRUST CO | 1.0M | $362K | — | 0.530% | 0.00% |
| 8 | STATE STREET CORP | 810K | $284K | +3.0% | 0.416% | 0.00% |
| 9 | ROYAL BANK OF CANADA | 706K | $247K | +1383331.4% | 0.362% | 0.00% |
| 10 | D'Orazio & Associates, Inc. | 405K | $142K | — | 0.208% | 0.02% |
| 11 | NORTHERN TRUST CORP | 349K | $122K | 0.0% | 0.179% | 0.00% |
| 12 | ESSEX INVESTMENT MANAGEMENT CO LLC | 205K | $72K | +17.5% | 0.105% | 0.01% |
| 13 | Resources Investment Advisors, LLC. | 182K | $64K | — | 0.093% | 0.00% |
| 14 | MONETA GROUP INVESTMENT ADVISORS LLC | 158K | $55K | — | 0.081% | 0.00% |
| 15 | SIMPLEX TRADING, LLC | 152K | $53K | -15.9% | 0.078% | 0.00% |
| 16 | GROUP ONE TRADING, L.P. | 141K | $49K | -61.9% | 0.072% | 0.00% |
| 17 | Pinnacle Financial Partners, Inc. | 101K | $35K | +99.0% | 0.052% | 0.00% |
| 18 | Private Advisor Group, LLC | 100K | $35K | — | 0.051% | 0.00% |
| 19 | ADVISOR GROUP HOLDINGS, INC. | 90K | $32K | +28.5% | 0.046% | 0.00% |
| 20 | Advisory Services Network, LLC | 65K | $23K | 0.0% | 0.033% | 0.00% |
| 21 | DIVERSIFY WEALTH MANAGEMENT, LLC | 60K | $21K | — | 0.031% | 0.00% |
| 22 | Morton Brown Family Wealth, LLC | 58K | $20K | +308.0% | 0.030% | 0.01% |
| 23 | CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 50K | $18K | 0.0% | 0.026% | 0.00% |
| 24 | Legato Capital Management LLC | 48K | $17K | 0.0% | 0.025% | 0.00% |
| 25 | Sargent Investment Group, LLC | 45K | $16K | +0.4% | 0.023% | 0.00% |
denotes a marquee investor (Buffett, Burry, ARK, Tiger Global, Pershing Square, Baupost and other widely-followed managers). “% of Fund” shows how much of that investor’s total 13F portfolio is invested in OPTT — a direct measure of their conviction.
| 17.98% |
| +16.76 pp |
| $10M |
| +1378% |
| Q3 2024 | 36 | +13% | 1.22% | 0.12 pp | $1M | 9.5% |
| Q2 2024 | 32 | — | 1.34% | — | $1M | — |
Source: SEC 13F institutional filings. Ownership % requires market cap data and will show once linked. Δ columns compare to the immediately prior filed quarter.
23 institutions opened new positions in OPTT during Q1 2026, while 12 fully exited. 33 added to existing positions and 7 trimmed.
OPTT institutional ownership rose by 6.69 percentage points quarter-over-quarter, with a net change of +11 holders.
The top 10 institutions account for 90.9% of all reported 13F value in OPTT, and the top 25 account for 98.0%.
All data is sourced from SEC Form 13F filings, which institutional investment managers with at least $100M in assets are required to file each quarter. We process every 13F filing from EDGAR and recompute the aggregates after each cycle. Insider transactions are sourced from Form 4 filings.