| 4 | CITIGROUP INC | 4.9M | $16.6M | -4.7% | 4.456% | 0.01% |
| 5 | MARSHALL WACE, LLP | 4.0M | $13.8M | +32.6% | 3.690% | 0.01% |
| 6 | MILLENNIUM MANAGEMENT LLC | 4.0M | $13.7M | +28.3% | 3.663% | 0.00% |
| 7 | Newtyn Management, LLC | 4.0M | $13.7M | +26.4% | 3.663% | 1.71% |
| 8 | MAVERICK CAPITAL LTD | 3.9M | $13.4M | +10.0% | 3.594% | 0.12% |
| 9 | VANGUARD CAPITAL MANAGEMENT LLC | 3.8M | $12.9M | +0.2% | 3.466% | 0.00% |
| 10 | AQR CAPITAL MANAGEMENT LLC | 3.4M | $11.6M | +10.3% | 3.101% | 0.00% |
| 11 | GOLDMAN SACHS GROUP INC | 3.0M | $10.2M | +59.8% | 2.723% | 0.00% |
| 12 | Monaco Asset Management SAM | 2.5M | $8.5M | +20.5% | 2.272% | 0.67% |
| 13 | GEODE CAPITAL MANAGEMENT, LLC | 2.4M | $8.1M | +8.3% | 2.171% | 0.00% |
| 14 | FEDERATED HERMES, INC. | 2.3M | $7.9M | +125.1% | 2.110% | 0.01% |
| 15 | JACOBS LEVY EQUITY MANAGEMENT, INC | 2.0M | $6.8M | +374.1% | 1.809% | 0.02% |
| 16 | JPMORGAN CHASE & CO | 2.0M | $6.7M | +149.7% | 1.821% | 0.00% |
| 17 | STATE STREET CORP | 1.8M | $6.2M | -59.4% | 1.667% | 0.00% |
| 18 | DIMENSIONAL FUND ADVISORS LP | 1.1M | $3.8M | +290.4% | 1.031% | 0.00% |
| 19 | MORGAN STANLEY | 1.1M | $3.6M | -47.4% | 0.973% | 0.00% |
| 20 | Opaleye Management Inc. | 1.0M | $3.4M | +4.7% | 0.916% | 0.31% |
| 21 | D. E. Shaw & Co., Inc. | 951K | $3.3M | -56.2% | 0.870% | 0.00% |
| 22 | Jump Financial, LLC | 868K | $3.0M | +82.2% | 0.795% | 0.02% |
| 23 | RENAISSANCE TECHNOLOGIES LLC | 793K | $2.7M | +24.4% | 0.726% | 0.00% |
| 24 | CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 749K | $2.6M | +3.4% | 0.686% | 0.00% |
| 25 | NORTHERN TRUST CORP | 735K | $2.5M | +14.7% | 0.673% | 0.00% |
denotes a marquee investor (Buffett, Burry, ARK, Tiger Global, Pershing Square, Baupost and other widely-followed managers). “% of Fund” shows how much of that investor’s total 13F portfolio is invested in RCKT — a direct measure of their conviction.
| 99.99% |
| +0.65 pp |
| $692M |
| 46% |
| Q4 2024 | 224 | +18% | 99.34% | 0.07 pp | $1.27B | 20% |
| Q3 2024 | 190 | — | 99.41% | — | $1.59B | — |
Source: SEC 13F institutional filings. Ownership % requires market cap data and will show once linked. Δ columns compare to the immediately prior filed quarter.
16 institutions opened new positions in RCKT during Q2 2026, while 31 fully exited. 59 added to existing positions and 100 trimmed.
RCKT institutional ownership rose by 1.95 percentage points quarter-over-quarter, with a net change of -17 holders.
The top 10 institutions account for 61.6% of all reported 13F value in RCKT, and the top 25 account for 84.9%.
All data is sourced from SEC Form 13F filings, which institutional investment managers with at least $100M in assets are required to file each quarter. We process every 13F filing from EDGAR and recompute the aggregates after each cycle. Insider transactions are sourced from Form 4 filings.
Rocket Pharmaceuticals, Inc. (RCKT) Institutional Ownership