Ranked by reported Q2 2026 13F market value
Share of total reported institutional value in HRZN held by the largest 10 / 25 filers.
| # | Institution | Shares Held | Market Value | QoQ Change | Ownership % | % of Fund |
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1.1M | $5.0M | +2125.3% | 2.108% | 0.00% |
| 2 | Bulldog Investors, LLP | 659K | $3.1M | β | 1.315% | 0.69% |
| 3 | MARSHALL WACE, LLP | 592K | $2.8M | +244.8% | 1.183% | 0.00% |
| 4 | Caprock Group, LLC | 454K | $2.2M | β | 0.907% | 0.04% |
| 5 | Green Alpha Advisors, LLC | 430K | $2.0M | -27.2% | 0.858% | 1.36% |
| 6 | Legal & General Group Plc | 386K | $1.8M | +17.5% | 0.771% | 0.00% |
| 7 | Eagle Point Credit Management LLC | 366K | $1.7M | 0.0% | 0.731% | 2.62% |
| 8 | Virtus Investment Advisers, LLC | 252K | $1.2M | +75.3% | 0.504% | 0.28% |
| 9 | BLAIR WILLIAM & CO/IL | 239K | $1.1M | β | 0.477% | 0.00% |
| 10 | BANK OF AMERICA CORP /DE/ | 226K | $1.1M | +270.3% | 0.451% | 0.00% |
| 11 | Connecticut Wealth Management, LLC | 215K | $1.0M | +0.3% | 0.428% | 0.04% |
| 12 | UBS Group AG | 195K | $925K | +35.6% | 0.390% | 0.00% |
| 13 | BlackRock, Inc. | 181K | $856K | +0.8% | 0.361% | 0.00% |
| 14 | Arax Advisory Partners | 126K | $597K | β | 0.252% | 0.00% |
| 15 | Apollon Wealth Management, LLC | 126K | $597K | β | 0.252% | 0.01% |
| 16 | LaFleur & Godfrey LLC | 115K | $542K | β | 0.229% | 0.06% |
| 17 | CAZ INVESTMENTS LP | 109K | $514K | β | 0.217% | 0.04% |
| 18 | UMB Bank, n.a. | 107K | $508K | β | 0.215% | 0.01% |
| 19 | Focus Partners Wealth | 101K | $483K | β | 0.201% | 0.00% |
| 20 | AQR CAPITAL MANAGEMENT LLC | 91K | $432K | +176.7% | 0.182% | 0.00% |
| 21 | JACKSON THORNTON WEALTH MANAGEMENT, LLC | 91K | $429K | +174.4% | 0.181% | 0.03% |
| 22 | Corient Private Wealth LP | 89K | $422K | β | 0.178% | 0.00% |
| 23 | LPL Financial LLC | 82K | $388K | +212.9% | 0.164% | 0.00% |
| 24 | COMMONWEALTH EQUITY SERVICES, LLC | 81K | $384K | β | 0.162% | 0.00% |
| 25 | Fiera Capital Corp | 79K | $374K | β | 0.158% | 0.00% |
denotes a marquee investor (Buffett, Burry, ARK, Tiger Global, Pershing Square, Baupost and other widely-followed managers). β% of Fundβ shows how much of that investorβs total 13F portfolio is invested in HRZN β a direct measure of their conviction.
Filings activity in HRZN during Q2 2026, grouped by how each filer changed its position.
Institutions that opened a new HRZN position in Q2 2026
Institutions that fully closed their HRZN position in Q2 2026
8 quarters of 13F filings Β· Ξ columns show change vs prior quarter
| Quarter | Inst. Holders | Ξ Holders | Ownership % | Ξ Ownership | Total 13F Value | Ξ Value |
|---|---|---|---|---|---|---|
| Q2 2026 | 111 | +91% | 16.08% | +6.98 pp | $38M | +180% |
| Q1 2026 | 58 | 15% | 9.10% | 2.85 pp | $13M | 48% |
| Q4 2025 | 68 | +6.3% | 11.95% | +1.96 pp | $26M | +33% |
| Q3 2025 | 64 | +1.6% | 9.99% | +4.40 pp | $19M | 2.3% |
| Q2 2025 | 63 | 3.1% | 5.59% | 0.69 pp | $20M | 31% |
| Q1 2025 | 65 | 18% | 6.28% | 0.74 pp | $29M | 3.6% |
| Q4 2024 | 79 | +22% | 7.02% | +1.58 pp | $30M | +8.3% |
| Q3 2024 | 65 | β | 5.44% | β | $28M | β |
Source: SEC 13F institutional filings. Ownership % requires market cap data and will show once linked. Ξ columns compare to the immediately prior filed quarter.
Latest Form 4 transactions by company officers and directors. Insider buys are widely viewed as a key fundamental indicator because executives are risking personal capital.
| Date | Insider | Action | Shares | Price | Value |
|---|---|---|---|---|---|
| Jun 10, 2026 | Trolio Daniel R. | Buy | 12K | $4.34 | $50K |
| Jun 9, 2026 | Seitz Paul G | Buy | 11K | $4.35 | $50K |
| Jun 9, 2026 | ALLISON THOMAS J. | Buy | 6K | $4.36 | $26K |
| Jun 9, 2026 | O'Connor Kimberley Ann | Buy | 10K | $4.37 | $44K |
| Jun 9, 2026 | Goodman Jonathan Joseph | Buy | 6K | $4.33 | $26K |
Quick answers to the most common questions about buying HRZN stock.
Based on Q2 2026 13F filings, institutional ownership of Horizon Technology Finance Corporation stands at 16.1%, held across 111 reporting institutions.
MORGAN STANLEY is the largest reported institutional holder of HRZN, with approximately 1,055,591 shares worth $0.00B as of Q2 2026.
No marquee "smart money" managers (Berkshire, Burry, ARK, Tiger Global, Pershing Square, Baupost, etc.) currently appear among the top 25 institutional holders of HRZN.
Our composite Smart Money Score for HRZN is 62 out of 100 (Bullish). It combines net institutional buying activity, ownership shift, marquee investor presence, and holder-count growth.
63 institutions opened new positions in HRZN during Q2 2026, while 11 fully exited. 39 added to existing positions and 6 trimmed.
HRZN institutional ownership rose by 6.98 percentage points quarter-over-quarter, with a net change of +53 holders.
The top 10 institutions account for 58.8% of all reported 13F value in HRZN, and the top 25 account for 81.3%.
All data is sourced from SEC Form 13F filings, which institutional investment managers with at least $100M in assets are required to file each quarter. We process every 13F filing from EDGAR and recompute the aggregates after each cycle. Insider transactions are sourced from Form 4 filings.
Horizon Technology Finance Corporation (HRZN) Institutional Ownership