Ranked by reported Q1 2026 13F market value
Share of total reported institutional value in PFLT held by the largest 10 / 25 filers.
| # | Institution | Shares Held | Market Value | QoQ Change | Ownership % | % of Fund |
|---|---|---|---|---|---|---|
| 1 | Sound Income Strategies, LLC | 4.9M | $39.6M | +6.4% | 4.980% | 1.91% |
| 2 | UBS Group AG | 2.0M | $16.2M | +47.7% | 2.036% | 0.00% |
| 3 | Invesco Ltd. | 1.8M | $14.5M | +47.8% | 1.821% | 0.00% |
| 4 | Diameter Capital Partners LP | 1.7M | $13.3M | +39.8% | 1.668% | 3.80% |
| 5 | Altshuler Shaham Ltd | 1.0M | $8.3M | -22.0% | 1.037% | 0.19% |
| 6 | Legal & General Group Plc | 765K | $6.2M | +11.3% | 0.771% | 0.00% |
| 7 | MORGAN STANLEY | 602K | $4.8M | +4.3% | 0.606% | 0.00% |
| 8 | LPL Financial LLC | 400K | $3.2M | -4.2% | 0.403% | 0.00% |
| 9 | BlackRock, Inc. | 385K | $3.1M | -43.5% | 0.388% | 0.00% |
| 10 | TWO SIGMA INVESTMENTS, LP | 294K | $2.4M | -26.0% | 0.296% | 0.00% |
| 11 | GraniteShares Advisors LLC | 263K | $2.1M | -10.3% | 0.265% | 1.52% |
| 12 | ADVISOR GROUP HOLDINGS, INC. | 216K | $1.7M | +3.7% | 0.218% | 0.00% |
| 13 | Qube Research & Technologies Ltd | 188K | $1.5M | -63.7% | 0.190% | 0.00% |
| 14 | Trexquant Investment LP | 178K | $1.4M | -20.6% | 0.179% | 0.01% |
| 15 | NewEdge Wealth, LLC | 178K | $1.4M | +3.5% | 0.179% | 0.02% |
| 16 | Muzinich & Co., Inc. | 172K | $1.4M | +0.6% | 0.173% | 0.48% |
| 17 | MILLENNIUM MANAGEMENT LLC | 161K | $1.3M | -76.7% | 0.162% | 0.00% |
| 18 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 156K | $1.3M | +87.1% | 0.157% | 0.00% |
| 19 | XTX Topco Ltd | 148K | $1.2M | -18.2% | 0.149% | 0.02% |
| 20 | Sumitomo Mitsui Trust Holdings, Inc. | 147K | $1.2M | 0.0% | 0.148% | 0.00% |
| 21 | PFG Investments, LLC | 141K | $1.1M | +13.8% | 0.142% | 0.05% |
| 22 | Independent Advisor Alliance | 138K | $1.1M | β | 0.139% | 0.01% |
| 23 | Krilogy Financial LLC | 124K | $1.1M | 0.0% | 0.125% | 0.04% |
| 24 | PFG Advisors | 99K | $796K | +1.0% | 0.100% | 0.04% |
| 25 | Cerity Partners LLC | 87K | $696K | +5.5% | 0.087% | 0.00% |
denotes a marquee investor (Buffett, Burry, ARK, Tiger Global, Pershing Square, Baupost and other widely-followed managers). β% of Fundβ shows how much of that investorβs total 13F portfolio is invested in PFLT β a direct measure of their conviction.
Filings activity in PFLT during Q1 2026, grouped by how each filer changed its position.
Institutions that opened a new PFLT position in Q1 2026
Institutions that fully closed their PFLT position in Q1 2026
8 quarters of 13F filings Β· Ξ columns show change vs prior quarter
| Quarter | Inst. Holders | Ξ Holders | Ownership % | Ξ Ownership | Total 13F Value | Ξ Value |
|---|---|---|---|---|---|---|
| Q1 2026 | 129 | 3.7% | 18.49% | 4.61 pp | $146M | 20% |
| Q4 2025 | 134 | +3.1% | 23.10% | +2.52 pp | $183M | +12% |
| Q3 2025 | 130 | +5.7% | 20.58% | 3.07 pp | $163M | 13% |
| Q2 2025 | 123 | 5.4% | 23.65% | 7.59 pp | $187M | 24% |
| Q1 2025 | 130 | +4.0% | 31.24% | +9.27 pp | $247M | +42% |
| Q4 2024 | 125 | +24% | 21.97% | +2.21 pp | $174M | +11% |
| Q3 2024 | 101 | 7.3% | 19.76% | +0.64 pp | $156M | +3.4% |
| Q2 2024 | 109 | β | 19.12% | β | $151M | β |
Source: SEC 13F institutional filings. Ownership % requires market cap data and will show once linked. Ξ columns compare to the immediately prior filed quarter.
Quick answers to the most common questions about buying PFLT stock.
Based on Q1 2026 13F filings, institutional ownership of PennantPark Floating Rate Capital Ltd. stands at 18.5%, held across 129 reporting institutions.
Sound Income Strategies, LLC is the largest reported institutional holder of PFLT, with approximately 4,940,809 shares worth $0.04B as of Q1 2026.
Yes β 3 widely-followed marquee investors appear among the top 25 institutional holders of PFLT, including TWO SIGMA INVESTMENTS, LP, MILLENNIUM MANAGEMENT LLC, SUSQUEHANNA INTERNATIONAL GROUP, LLP.
Our composite Smart Money Score for PFLT is 46 out of 100 (Neutral). It combines net institutional buying activity, ownership shift, marquee investor presence, and holder-count growth.
25 institutions opened new positions in PFLT during Q1 2026, while 30 fully exited. 18 added to existing positions and 85 trimmed.
PFLT institutional ownership fell by 4.61 percentage points quarter-over-quarter, with a net change of -5 holders.
The top 10 institutions account for 76.2% of all reported 13F value in PFLT, and the top 25 account for 89.4%.
All data is sourced from SEC Form 13F filings, which institutional investment managers with at least $100M in assets are required to file each quarter. We process every 13F filing from EDGAR and recompute the aggregates after each cycle. Insider transactions are sourced from Form 4 filings.
PennantPark Floating Rate Capital Ltd. (PFLT) Institutional Ownership