| 1.2M |
| $28.1M |
| -49.8% |
| 1.900% |
| 0.02% |
| 4 | Sound Income Strategies, LLC | 934K | $22.2M | +3.4% | 1.504% | 1.00% |
| 5 | SANDERS MORRIS HARRIS LLC | 760K | $18.1M | -31.6% | 1.223% | 10.48% |
| 6 | Empowered Funds, LLC | 526K | $12.5M | -15.1% | 0.846% | 0.07% |
| 7 | Empirical Finance, LLC | 526K | $12.5M | -15.1% | 0.846% | 0.52% |
| 8 | Legal & General Group Plc | 500K | $11.9M | +12.8% | 0.804% | 0.00% |
| 9 | Cetera Investment Advisers | 491K | $11.7M | +8.4% | 0.790% | 0.01% |
| 10 | Muzinich & Co., Inc. | 436K | $10.4M | +2.3% | 0.702% | 3.54% |
| 11 | ENVESTNET ASSET MANAGEMENT INC | 418K | $9.9M | +3.6% | 0.672% | 0.00% |
| 12 | LPL Financial LLC | 403K | $9.6M | +73.7% | 0.648% | 0.00% |
| 13 | FRANKLIN RESOURCES INC | 380K | $9.0M | +15.4% | 0.611% | 0.00% |
| 14 | Melia Wealth LLC | 378K | $9.0M | -26.7% | 0.608% | 5.17% |
| 15 | Columbus Macro, LLC | 375K | $8.9M | +4.8% | 0.603% | 0.87% |
| 16 | TECTONIC ADVISORS LLC | 355K | $8.4M | — | 0.572% | 0.41% |
| 17 | BlackRock, Inc. | 300K | $7.1M | +8.6% | 0.483% | 0.00% |
| 18 | EPIQ PARTNERS, LLC | 294K | $7.0M | -5.9% | 0.473% | 2.96% |
| 19 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 292K | $6.9M | -61.2% | 0.470% | 0.00% |
| 20 | Sumitomo Mitsui Trust Group, Inc. | 292K | $6.9M | +2.5% | 0.470% | 0.00% |
| 21 | RAYMOND JAMES FINANCIAL INC | 270K | $6.4M | +1.8% | 0.434% | 0.00% |
| 22 | Union Bancaire Privee, UBP SA | 2K | $6.3M | 0.0% | 0.003% | 0.07% |
| 23 | Womack Financial LLC | 231K | $5.5M | -0.8% | 0.371% | 3.62% |
| 24 | MORGAN STANLEY | 216K | $5.1M | +17.4% | 0.347% | 0.00% |
| 25 | Beacon Pointe Advisors, LLC | 198K | $4.7M | +0.5% | 0.318% | 0.02% |
denotes a marquee investor (Buffett, Burry, ARK, Tiger Global, Pershing Square, Baupost and other widely-followed managers). “% of Fund” shows how much of that investor’s total 13F portfolio is invested in CSWC — a direct measure of their conviction.
| 31.89% |
| +2.26 pp |
| $322M |
| +1.6% |
| Q4 2024 | 158 | +11% | 29.63% | +6.03 pp | $317M | +39% |
| Q3 2024 | 142 | — | 23.60% | — | $228M | — |
Source: SEC 13F institutional filings. Ownership % requires market cap data and will show once linked. Δ columns compare to the immediately prior filed quarter.
31 institutions opened new positions in CSWC during Q2 2026, while 11 fully exited. 118 added to existing positions and 36 trimmed.
CSWC institutional ownership fell by 1.17 percentage points quarter-over-quarter, with a net change of +20 holders.
The top 10 institutions account for 46.4% of all reported 13F value in CSWC, and the top 25 account for 73.1%.
All data is sourced from SEC Form 13F filings, which institutional investment managers with at least $100M in assets are required to file each quarter. We process every 13F filing from EDGAR and recompute the aggregates after each cycle. Insider transactions are sourced from Form 4 filings.
Capital Southwest Corporation (CSWC) Institutional Ownership