Ranked by reported Q1 2026 13F market value
Share of total reported institutional value in PSEC held by the largest 10 / 25 filers.
| # | Institution | Shares Held | Market Value | QoQ Change | Ownership % | % of Fund |
|---|---|---|---|---|---|---|
| 1 | TWO SIGMA INVESTMENTS, LP | 15.8M | $41.4M | +142.6% | 3.164% | 0.03% |
| 2 | PRIVATE MANAGEMENT GROUP INC | 13.5M | $35.3M | +319.7% | 2.702% | 1.02% |
| 3 | UBS Group AG | 5.5M | $14.3M | +9.7% | 1.093% | 0.00% |
| 4 | MARSHALL WACE, LLP | 4.8M | $12.4M | -23.5% | 0.948% | 0.01% |
| 5 | GENDELL JEFFREY L | 4.0M | $10.5M | +7.5% | 0.800% | 0.14% |
| 6 | Legal & General Group Plc | 3.6M | $9.5M | +9.6% | 0.727% | 0.00% |
| 7 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 3.2M | $8.3M | +14.7% | 0.632% | 0.00% |
| 8 | EverSource Wealth Advisors, LLC | 36K | $7.0M | +24473.0% | 0.007% | 0.21% |
| 9 | MORGAN STANLEY | 2.5M | $6.4M | -23.6% | 0.489% | 0.00% |
| 10 | Private Advisor Group, LLC | 1.7M | $4.5M | +0.4% | 0.342% | 0.02% |
| 11 | BlackRock, Inc. | 1.6M | $4.1M | -34.1% | 0.314% | 0.00% |
| 12 | TUDOR INVESTMENT CORP ET AL | 1.5M | $3.8M | -35.2% | 0.291% | 0.01% |
| 13 | LPL Financial LLC | 952K | $2.5M | +15.9% | 0.190% | 0.00% |
| 14 | GraniteShares Advisors LLC | 951K | $2.5M | -10.3% | 0.190% | 1.79% |
| 15 | INDEPENDENT FINANCIAL GROUP, LLC | 519K | $2.1M | — | 0.104% | 0.01% |
| 16 | COMMONWEALTH EQUITY SERVICES, LLC | 800K | $2.1M | +20.7% | 0.160% | 0.00% |
| 17 | Tactive Advisors, LLC | 582K | $1.5M | +0.5% | 0.116% | 0.43% |
| 18 | Naviter Wealth, LLC | 571K | $1.5M | +48.6% | 0.114% | 0.19% |
| 19 | RAYMOND JAMES FINANCIAL INC | 500K | $1.3M | +5.8% | 0.100% | 0.00% |
| 20 | Kovack Advisors, Inc. | 469K | $1.2M | +16.2% | 0.093% | 0.07% |
| 21 | SMH CAPITAL ADVISORS INC | 1K | $1.1M | -99.7% | 0.000% | 3.38% |
| 22 | DnB Asset Management AS | 402K | $1.0M | 0.0% | 0.080% | 0.00% |
| 23 | 180 WEALTH ADVISORS, LLC | 401K | $1.0M | +15.7% | 0.080% | 0.12% |
| 24 | Squarepoint Ops LLC | 387K | $1.0M | +35.7% | 0.077% | 0.00% |
| 25 | Virtus Investment Advisers, Inc. | 338K | $882K | -26.7% | 0.068% | 0.24% |
denotes a marquee investor (Buffett, Burry, ARK, Tiger Global, Pershing Square, Baupost and other widely-followed managers). “% of Fund” shows how much of that investor’s total 13F portfolio is invested in PSEC — a direct measure of their conviction.
Filings activity in PSEC during Q1 2026, grouped by how each filer changed its position.
8 quarters of 13F filings · Δ columns show change vs prior quarter
| Quarter | Inst. Holders | Δ Holders | Ownership % | Δ Ownership | Total 13F Value | Δ Value |
|---|---|---|---|---|---|---|
| Q1 2026 | 213 | 2.7% | 17.42% | +1.56 pp | $202M | +9.8% |
| Q4 2025 | 219 | 0.9% | 15.86% | 1.73 pp | $184M | 9.8% |
| Q3 2025 | 221 | +1.8% | 17.59% | +3.16 pp | $204M | +22% |
| Q2 2025 | 217 | 0.9% | 14.43% | 2.64 pp | $167M | 15% |
| Q1 2025 | 219 | 3.5% | 17.07% | +4.89 pp | $198M | +40% |
| Q4 2024 | 227 | +4.6% | 12.18% | +0.18 pp | $141M | +1.6% |
| Q3 2024 | 217 | 3.6% | 12.00% | 11.28 pp | $139M | 48% |
| Q2 2024 | 225 | — | 23.28% | — | $269M | — |
Source: SEC 13F institutional filings. Ownership % requires market cap data and will show once linked. Δ columns compare to the immediately prior filed quarter.
Latest Form 4 transactions by company officers and directors. Insider buys are widely viewed as the highest-conviction signal because executives are risking personal capital.
| Date | Insider | Action | Shares | Price | Value |
|---|---|---|---|---|---|
| May 26, 2026 | Barry John F | Buy | 430K | $2.32 | $1000K |
Quick answers to the most common questions about buying PSEC stock.
Based on Q1 2026 13F filings, institutional ownership of Prospect Capital Corporation stands at 17.4%, held across 213 reporting institutions.
TWO SIGMA INVESTMENTS, LP is the largest reported institutional holder of PSEC, with approximately 15,849,407 shares worth $0.04B as of Q1 2026.
Yes — 2 widely-followed marquee investors appear among the top 25 institutional holders of PSEC, including TWO SIGMA INVESTMENTS, LP, SUSQUEHANNA INTERNATIONAL GROUP, LLP.
Our composite Smart Money Score for PSEC is 60 out of 100 (Bullish). It combines net institutional buying activity, ownership shift, marquee investor presence, and holder-count growth.
30 institutions opened new positions in PSEC during Q1 2026, while 36 fully exited. 124 added to existing positions and 52 trimmed.
PSEC institutional ownership rose by 1.56 percentage points quarter-over-quarter, with a net change of -6 holders.
The top 10 institutions account for 74.2% of all reported 13F value in PSEC, and the top 25 account for 88.0%.
All data is sourced from SEC Form 13F filings, which institutional investment managers with at least $100M in assets are required to file each quarter. We process every 13F filing from EDGAR and recompute the aggregates after each cycle. Insider transactions are sourced from Form 4 filings.
Prospect Capital Corporation (PSEC) Institutional Ownership