| 3.7M |
| $132.5M |
| -0.1% |
| 3.907% |
| 0.01% |
| 4 | VANGUARD CAPITAL MANAGEMENT LLC | 3.7M | $131.0M | -1.4% | 3.864% | 0.00% |
| 5 | CITADEL ADVISORS LLC | 3.5M | $122.4M | -17.1% | 3.610% | 0.01% |
| 6 | JANE STREET GROUP, LLC | 3.2M | $112.5M | +14.7% | 3.318% | 0.01% |
| 7 | MORGAN STANLEY | 2.4M | $85.6M | -39.3% | 2.523% | 0.00% |
| 8 | GOLDMAN SACHS GROUP INC | 2.4M | $84.9M | +53.6% | 2.502% | 0.01% |
| 9 | MARSHALL WACE, LLP | 2.4M | $84.2M | -29.9% | 2.483% | 0.07% |
| 10 | GEODE CAPITAL MANAGEMENT, LLC | 2.2M | $79.0M | +4.9% | 2.329% | 0.00% |
| 11 | STATE STREET CORP | 2.1M | $75.1M | +3.2% | 2.213% | 0.00% |
| 12 | Clear Street Group Inc. | 1.9M | $69.0M | +21.4% | 2.036% | 0.17% |
| 13 | Halter Ferguson Financial Inc. | 1.7M | $61.9M | +19.1% | 1.826% | 10.03% |
| 14 | UBS Group AG | 1.6M | $56.1M | +26.0% | 1.654% | 0.01% |
| 15 | BANK OF AMERICA CORP /DE/ | 1.5M | $53.6M | +198.9% | 1.580% | 0.00% |
| 16 | BARCLAYS PLC | 1.3M | $46.4M | -9.9% | 1.368% | 0.01% |
| 17 | Point72 Asset Management, L.P. | 1.2M | $41.9M | +33.0% | 1.237% | 0.05% |
| 18 | D. E. Shaw & Co., Inc. | 1.2M | $40.9M | -30.0% | 1.207% | 0.02% |
| 19 | CITIGROUP INC | 1.1M | $40.2M | +40.8% | 1.187% | 0.01% |
| 20 | BAILLIE GIFFORD & CO | 1.1M | $38.4M | -2.3% | 1.132% | 0.03% |
| 21 | DIMENSIONAL FUND ADVISORS LP | 1.1M | $37.5M | +3.6% | 1.107% | 0.01% |
| 22 | CAPITAL FUND MANAGEMENT S.A. | 934K | $33.1M | -6.1% | 0.975% | 0.15% |
| 23 | COATUE MANAGEMENT LLC | 871K | $30.9M | 0.0% | 0.910% | 0.06% |
| 24 | MILLENNIUM MANAGEMENT LLC | 860K | $30.5M | +4.3% | 0.899% | 0.01% |
| 25 | NORTHERN TRUST CORP | 785K | $27.8M | +3.5% | 0.820% | 0.00% |
denotes a marquee investor (Buffett, Burry, ARK, Tiger Global, Pershing Square, Baupost and other widely-followed managers). “% of Fund” shows how much of that investor’s total 13F portfolio is invested in UPST — a direct measure of their conviction.
| 74.99% |
| 14.24 pp |
| $3.36B |
| 36% |
| Q4 2024 | 382 | +14% | 89.23% | +18.04 pp | $5.25B | +108% |
| Q3 2024 | 336 | — | 71.19% | — | $2.52B | — |
Source: SEC 13F institutional filings. Ownership % requires market cap data and will show once linked. Δ columns compare to the immediately prior filed quarter.
70 institutions opened new positions in UPST during Q2 2026, while 40 fully exited. 245 added to existing positions and 45 trimmed.
UPST institutional ownership rose by 0.38 percentage points quarter-over-quarter, with a net change of +34 holders.
The top 10 institutions account for 51.4% of all reported 13F value in UPST, and the top 25 account for 77.6%.
All data is sourced from SEC Form 13F filings, which institutional investment managers with at least $100M in assets are required to file each quarter. We process every 13F filing from EDGAR and recompute the aggregates after each cycle. Insider transactions are sourced from Form 4 filings.
Upstart Holdings, Inc. (UPST) Institutional Ownership